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House Financial Services Committee Subcommittee on Capital Markets and Government Sponsored Enterprises Hearing entitled “Market Structure: Ensuring Orderly, Efficient, Innovative and Competitive Markets for Issuers and Investors.” 

 ”Hearings, such as today’s, are unique opportunities which play an important role in the constant evolution of our markets. Today’s session takes on greater relevance given the passage of the JOBS Act and other recent market events.  We would encourage everyone to take a moment to familiarize yourself with the issues and voice your opinion.  We are all guardians of the markets and play a role in fostering its well being.” 

-Jim Toes, President and Chief Executive Officer, Security Traders Association

 

WITNESS LIST – CLICK ON LINKS FOR WRITTEN TESTIMONY

 Panel I

Panel II

  • Mr. Dan Mathisson, Managing Director, Credit Suisse Securities LLC
  • Mr. William O’Brien, Chief Executive Officer, Direct Edge
  • Mr. Jeffrey Solomon, Chief Executive Officer, Cowen and Company
  • Mr. Jim Toes, President and Chief Executive Officer, Security Traders Association
  • Mr. David Weild, Senior Advisor, Capital Markets Group, Grant Thornton, and Chairman and Chief Executive Officer, Capital Markets Advisory Partners

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